Our audits provide a clear view of systems, staff and processes, so you can move forward with less risk and more certainty.
Trusted for brokerage firm audits, M&A readiness and operational optimisation.
Solid values, focused on Your Success
Boost compliance and decision-making with comprehensive audits backed by expert knowledge and precision-driven analysis.
Get clarity you can act on—our independent audits cut through internal bias to reveal the real story behind your firm's operations.
Leverage our cutting-edge tools and expert methods to gain clear, data-driven financial insights that help you make informed decisions and drive business growth.
Happy Clients
Audits Completed
Jurisdictions Covered
Years of Combined Experience
Enhancing Business Readiness
Full assessment of trading platforms, backend software, IT security and infrastructure integrity.
ExploreAssessment of capital adequacy, liquidity/counterparty risk, credit exposure and hedging strategies.
ExploreIdentify gaps in regulatory compliance, AML/KYC procedure and client funds management.
ExploreComprehensive analysis of lead lifecycle, conversion rates, client retention and sales teams efficiency.
ExploreOnline and offline marketing strategies evaluation, ROI analysis and regulatory compliance.
ExploreStrategic market expansion planning, operational scaling and long-term growth roadmap development.
ExploreCompliance with HR policies and labour regulations, recruitment efficiency, payroll processing and employee performance evaluation.
ExploreAccuracy of financial statements and regulatory reporting, revenue streams analysis and compliance with client fund segregation requirements.
ExploreThroughout the audit process
Running an investment firm means juggling risk, regulation and performance—all while trying to grow. Our operational audit takes that weight off your shoulders. In just a few steps, we assess your systems, uncover inefficiencies and deliver clear, actionable insights that help you cut costs, stay compliant and scale smarter. It's not just about fixing problems—it's about unlocking your firm's full potential.
Reach out for your complementary initial consultation and let us know your business goals, challenges and requirements. Following our initial assessment, you will be provided with an overview of the project, the timeline and requirements, along with the relevant price quote.
Once you're happy to proceed, we take care of the heavy lifting—conducting a thorough, systematic assessment of your business processes, controls and risk areas.
After completing the comprehensive audit, we'll guide you through clear, actionable recommendations designed to tackle risks, boost efficiency and reduce costs. The detailed report equips your management team and board with the information needed to drive strategic decisions, demonstrate operational transparency to investors and prioritise optimisations that enhance long-term business value.
What our clients say about us
Working with Bogdan to deliver successful sales and service outcomes across several regions and tier one financial regulators is a memorable time in my career. Despite the significant differences in time and physical location, Bogdan delivered effective leadership to the Australian-based sales team and steered strategic decision making through increasingly uncertain regulatory conditions.
I've been extremely impressed with Maria's ability to work on her own initiative and finish work to a high standard. Along with her enthusiasm, positivity and energy, she acted as an integral part of the team in achieving project goals. Furthermore, I would like to also mention that her knowledge within the governance, compliance and risk sectors are exceptional.
Maria is very knowledgeable, articulate and a pleasure to work with. She was someone I always trusted and looked forward to for guidance and advice.
