A full-spectrum, independent review of your brokerage
Independent audits for forex brokerages, prop trading firms and financial institutions — every critical area, assessed by specialists.
Trading Systems Audit
Independent assessment of trading platforms (MT4/MT5, Xstation), backend software, cybersecurity and IT infrastructure.
- Platform stability assessment
- IT & cybersecurity risk evaluation
- Data protection & GDPR review
- System integration analysis
Risk Management Audit
Independent risk assessment covering capital adequacy, liquidity risk, counterparty exposure and hedging strategy effectiveness.
- Capital adequacy evaluation
- Liquidity risk assessment
- Counterparty exposure analysis
- Hedging strategy review
Forex Compliance Audit
AML audit, KYC compliance review, regulatory gap analysis (CySEC, FCA, ASIC) and client fund segregation assessment.
- Regulatory licensing verification
- AML & KYC compliance review
- Client fund segregation audit
- Data security compliance
Sales Process Audit
Comprehensive review of lead lifecycle, conversion rates, client retention and sales team efficiency.
- Employee performance evaluation
- Lead lifecycle analysis
- Conversion rate assessment
- Sales compliance verification
Marketing Performance Audit
Marketing strategy evaluation, ROI analysis and regulatory marketing compliance review.
- Website & SEO optimisation
- Paid advertising performance
- Social media strategy review
- Marketing compliance check
Growth Strategy Consulting
Growth consulting covering market expansion, operational scaling and long-term growth roadmap development.
- Market expansion planning
- Operational scaling roadmap
- Product diversification
- Long-term growth strategy
HR Operations Audit
HR policy compliance, recruitment efficiency, payroll review and employee performance evaluation.
- HR policy compliance
- Recruitment efficiency
- Employee performance review
- Operational workflow analysis
Financial Audit
Independent financial audit: statement accuracy, revenue reconciliation, fund segregation compliance and cost management.
- Financial statements accuracy
- Revenue reconciliation
- Fund segregation compliance
- Cost management review