Forex Broker Audit Services
Independent, full-spectrum audits for forex brokerages, prop trading firms and financial institutions
Trading Systems Audit
Independent assessment of trading platforms (MT4/MT5, Xstation), backend software, cybersecurity and IT infrastructure for forex brokers and prop firms.
- Platform stability assessment
- IT & cybersecurity risk evaluation
- Data protection & GDPR review
- System integration analysis
Risk Management Audit
Independent forex broker risk assessment covering capital adequacy, liquidity risk, counterparty exposure and hedging strategy effectiveness.
- Capital adequacy evaluation
- Liquidity risk assessment
- Counterparty exposure analysis
- Hedging strategy review
Forex Compliance Audit
AML audit, KYC compliance review, regulatory gap analysis (CySEC, FCA, ASIC) and client fund segregation assessment for licensed forex brokerages.
- Regulatory licensing verification
- AML & KYC compliance review
- Client fund segregation audit
- Data security compliance
Sales Process Audit
Comprehensive review of lead lifecycle, conversion rates, client retention and sales team efficiency for forex brokers and trading firms.
- Employee performance evaluation
- Lead lifecycle analysis
- Conversion rate assessment
- Sales compliance verification
Marketing Performance Audit
Marketing strategy evaluation, ROI analysis and regulatory marketing compliance review for forex brokerages and prop trading firms.
- Website & SEO optimisation
- Paid advertising performance
- Social media strategy review
- Marketing compliance check
Growth Strategy Consulting
Forex brokerage growth consulting covering market expansion, operational scaling and long-term growth roadmap development for FX firms.
- Market expansion planning
- Operational scaling roadmap
- Product diversification
- Long-term growth strategy
HR Operations Audit
HR policy compliance, recruitment efficiency, payroll review and employee performance evaluation for forex brokerages and financial institutions.
- HR policy compliance
- Recruitment efficiency
- Employee performance review
- Operational workflow analysis
Financial Audit
Independent financial audit for forex brokers: statements accuracy, revenue reconciliation, client fund segregation compliance and cost management review.
- Financial statements accuracy
- Revenue reconciliation
- Fund segregation compliance
- Cost management review